A Shifting Compliance Landscape
Private fund advisers anticipate a renewed focus from the SEC on foundational compliance issues in 2026, underscoring the importance of getting core compliance processes right.
Key Takeaways:
- Conflicts of interest & fiduciary duties remain high on the SEC’s radar.
- Data security, cybersecurity, & emerging financial technology are growing SEC priorities.
- Advisers should begin assessing & building AML capabilities now.
The AI Solution for Obligation Management
Increase Transparency
Gain visibility into obligations and MFN elections.
Proactively Manage Risk
Reduce errors and get audit-ready.
Embrace Innovation
Leverage AI to automate strategic tasks.
Reduce Expenses
Use innovative technology to keep legal expenses low.
AllianceBernstein
In the three years we've partnered with Ontra, their Insight solution has helped to ensure we're in compliance with all of our contract obligations. We're incredibly pleased with Ontra's use of cutting-edge technology to deliver legal solutions optimized for quality, speed, and low cost.
Motive Partners
We were using large PDF charts to manage investor obligations, which was clunky and inefficient. We wanted a process that was more seamless and streamlined, and we specifically wanted to leverage technology. Insight was a logical way to utilize technology and move away from 300-page PDF charts.
Park Square Capital
If a regulator audits us, we want everything in as close to perfect order as possible. Insight helps ensure that.
Linden Capital Partners
The experience with Ontra was awesome. Insight extracted the key details and organized them so we had what we needed to give to the SEC.
The Top 10 Compliance Risks of 2026
More PE Compliance Resources
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