Watch Now On Demand
The Securities and Exchange Commission (SEC) adopted private fund adviser reforms in August 2023, and compliance dates are fast approaching. Among these reforms is the preferential treatment rule, which creates new disclosure requirements for private fund advisers.
During this webinar, the panel will consider:
How the rule may impact fund operations
Thoughts on CCO / GC workflows and GP / LP dynamics
Considerations around designing processes that are compliant with the rule
Are you ready for the SEC's Preferential Treatment Rule?
Speakers
Malvika Gupta is the Senior Regulatory Counsel at Antares Capital LP. Her practice focuses on Advisers Act and 1940 Act issues. Ms. Gupta has in-depth experience in regulatory matters and litigation involving the asset management industry, including how securities laws interact with ERISA.
Lindsay Rutishauser joined Motive Partners in 2022 and is a Principal and Chief Compliance Officer on the Legal and Compliance Team based out of the New York office.
Caitlin is our Senior Director of Industry Strategy. She oversees marketing content strategy and serves as a subject matter expert for the product team.
Malvika Gupta is the Senior Regulatory Counsel at Antares Capital LP. Her practice focuses on Advisers Act and 1940 Act issues. Ms. Gupta has in-depth experience in regulatory matters and litigation involving the asset management industry, including how securities laws interact with ERISA. Prior to joining Antares Capital LP, Ms. Gupta served as an Attorney-Adviser and Senior Examiner at the SEC for 8 years, with 6 years of service building private funds expertise within the Private Funds Unit (PFU). She has also worked at the U.S. Department of Labor’s EBSA on civil and criminal investigations. Her industry experience includes Merrill Lynch and Lehman, where she provided legal services regarding derivatives and other financial products. Malvika graduated from CUNY School of Law at Queens College and received her Bachelor of Arts in English and Philosophy from SUNY at Geneseo College.
Lindsay Rutishauser joined Motive Partners in 2022 and is a Principal and Chief Compliance Officer on the Legal and Compliance Team based out of the New York office. At Motive, Lindsay takes an active role in Motive’s legal and compliance matters including, but not limited to, global regulatory compliance-related matters, investment structuring and employment matters.
Prior to joining Motive, Lindsay was a Senior Associate within the Asset Management Group at Ropes & Gray LLP, where she advised fund sponsors on the formation, offering, and operation of private investment funds. Lindsay also previously worked at Lightyear Capital as a Vice President in Legal, where she advised on various fundraising, compliance, and deal-related legal matters.
Lindsay earned a J.D. and an LLM in International and Comparative Law from the Duke University School of Law and a B.A. in History and International Relations from Tufts University, where she graduated Phi Beta Kappa and Magna Cum Laude.
Caitlin is our Senior Director of Industry Strategy. She oversees marketing content strategy and serves as a subject matter expert for the product team. Prior to Ontra, Caitlin practiced law in-house at Varagon Capital Partners and Oak Hill Capital Partners. Caitlin holds an M.B.A. from Columbia Business School, a J.D. from Boston University, and a B.A. from William & Mary. Based in Williamsburg, VA, Caitlin enjoys traveling, hiking, and drinking coffee.